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Automation Solution – UNITYdx™

Essential Automation Solution Components Technology

  • Digital Monitoring of Safety Communications with site
  • Tracking of Delivery Receipts and Acknowledgement Compliance
  • Custom Configurations for Site Reminders and Email templates
  • Complete Logical Separation of Sponsor (Customer) data
  • Secure login using Multi-Factor Authentication
  • Pre-Validated as per GAMP-5 guidelines
  • Permission-based Access Control for Software Features, Read-only access
  • 21CFR Part11 compliant Audit Trail Maintenance

Solution Drivers

  1. High Volume Communication that requires Tracking
  2. Highly Available Infrastructure – Secure, with Backup and Redundant Servers
  3. Secure Communication, Complete Audit Trail and Tracking
  4. Configurable, Regulatory Compliant

Service

  • Simplified sync with Safety Systems via E2B R3 XML upload, EDI connection
  • Automated assessment of Regulatory, Site and EC/IRB reporting timelines via Reporting Rules
  • Detailed Compliance Reports with case-level and site-level as well as aggregated data presentation
  • Custom Templates for Site Notifications and Reminders
  • Cross-Reporting for multi-country trials
  • Retrospective Reporting for New Sites joining a study
  • Trial, Contact, Site and Product Masters for rapid integration with Safety and Clinical Databases

Benefits of Automation in Safety Document Distribution

    Safety Document* Distribution Solution for Clinical Sites (* 7/15-day SUSARs,

DSURs, USRs)

  1. Safety Document Distribution with Digital Tracking:

    • ENHANCED COMPLIANCE TRACKING
      User-friendly dashboard with study/ site/ product-specific filters for data and reports
  2. Secure Transmission of Reports

    • SECURE TRANSMISSION
      21 CFR Part11 compliant, Sign-in via secure access code received on verified email
  3. Reduce Human Effort and Probability of Error

    • GREATER PROCESS EFFICIENCY
      Automatic tracking and reminders, Cross-reporting, Retrospective reporting. Can be integrated with a CTMS for real-time updates

About UNITYTMdx

Soterius offers its in-house tool SUSAR Notification, UNITYTMdx, which automates the sending and tracking of SUSARs to the Clinical Trial Sites. System integration and standardization allow UNITYTMdx to work with any standard safety database. Multi-channel communication hub ensures prompt, compliant, efficient, and secure communication between Clinical Trial sites, Safety Teams (CROs and Sponsors), and Clinical teams.

Challenges in Manual process of SUSAR Notifications

  • Lack of regulatory compliant audit trails
  • Excel-based tracking prone to data integrity issues
  • Super busy Sites and Investigators do not respond
  • Maintenance of contact information on Excel prone to error
  • Multiple emails for1 SUSAR in case of multiple studies at a Site.
  • Institutional policies block email delivery notifications

Implementation Strategies

Transition, Integrations and Training

Key Takeaways

  1. Regulatory Compliance: Prompt SUSAR communication; Inspection Findings
  2. Manual Process of SUSAR Reporting is prone to errors, inadequate documentation and lack of audit trails
  3. Automation enhances process efficiency, mitigates risks in ensuring compliance and saves time and effort
  4. Ensuring data security with robust measures to protect sensitive information related to SUSAR notifications
  5. Successful Implementation needs a partner with Safety, Validation and Quality Assurance Expertise
  6. Aim is to have a Robust, Efficient and Compliant Solution for SUSAR / Safety Document Communication

Transforming Clinical Trial Safety: Regulatory Expectations & Inspection Findings for Site Notifications for SUSARs

US-FDA (United States Food and Drug Administration)

The sponsor must notify all participating investigators (i.e., all investigators to whom the sponsor is providing drug under its INDs or under any investigator’s IND) in an IND safety report of potential serious risks, from clinical trials or any other source, as soon as possible, but in no case later than 15 calendar days after the sponsor determines that the information qualifies for reporting as follows:

 

1 (c)(1)(i) : Serious and unexpected suspected adverse reaction.

 

2 (c)(1)(ii) : Findings from other studies (other than those reported under paragraph (c) (1)(i) whether or not conducted under an IND, and whether or not conducted by the sponsor, that suggest a significant risk in humans exposed to the drug

 

3 (c)(1)(iii) : Findings from animal or in vitro testing: that suggest a significant risk in humans exposed to the drug, such as reports of mutagenicity, teratogenicity, or carcinogenicity, or reports of significant organ toxicity at or near the expected human exposure

 

4 (c)(1)(iv) : Increased rate of occurrence of serious suspected adverse reactions.

Health Canada

Sponsors should refer to ICH Guidance Documents E6: Guideline for Good Clinical Practice and E2A: Clinical Safety Data Management for safety reporting requirements to Qualified Investigator(s) and their Research Ethics Board(s).

The reporting of SUSARs to investigator(s)/institutions(s) and to the IRB(s)/IEC(s) should be undertaken in a manner that reflects the urgency of action required and should take into consideration the evolving knowledge of the safety profile of the product. Reporting of SUSARs to the investigators/institutions should be made in accordance with regulatory requirements.

 

Urgent safety issues requiring immediate attention or action should be reported to the IRB/IEC and/or regulatory authority/(ies) and investigators without undue delay and as specified in regulatory requirements.

Investigator Responsibility: Specifying that the investigator/institution should promptly report to the IRB/IEC

    • deviations from the protocol to eliminate immediate hazards to the trial participants
    • changes increasing the risk to participants and/or significantly affecting the conduct of the trial
    • all suspected unexpected serious adverse reactions (SUSARs) in line with applicable regulatory requirements;
    • new information that may affect adversely the safety of the participants or the conduct of the trial.

European Medicines Agency

  1. Article 17(1)(d) of Directive 2001/20/EC provides that ‘the sponsor shall also inform all investigators’. The information should be concise and practical. Therefore, whenever practicable the information on SUSARs should be aggregated in a line listing of SUSARs in periods as warranted by the nature of the research project/clinical development project and the volume of SUSARs generated. This line listing should be accompanied by a concise summary of the evolving safety profile of the IMP.
  2. Sponsor responsibilities: Reporting of suspected unexpected serious adverse reactions (SUSARs) to the Ethics Committee.
  3. The purpose of the reporting obligation towards the Ethics Committee is to make the Ethics Committee aware of SUSARs that have occurred in the territory of the Member State concerned

Medicines & Healthcare products Regulatory Agency

  • SUSAR 7/15 Day Reports

    Sponsor should report to the relevant ethics committee Fatal or Life Threatening SUSARs within 7 days and any other SUSARs within 15 days of first awareness of the reaction.

A sponsor shall ensure that, in relation to each clinical trial in the United Kingdom for which he is the sponsor, the investigators responsible for the conduct of a trial are informed of any suspected unexpected serious adverse reaction which occurs in relation to an investigational medicinal product used in that trial, whether that reaction occurs during the course of that trial or another trial for which the sponsor is responsible.

  • Annual list of suspected serious adverse reactions and safety report

    As soon as practicable after the end of the reporting year, a sponsor shall, in relation to each investigational medicinal product tested in clinical trials in the United Kingdom for which he is the sponsor furnish the licensing authority and the relevant ethics committees with a list of all the suspected serious adverse reactions which have occurred during that year and a report on the safety of the subjects of those trials.

Inspection Findings – USFDA

Program Area: Bioresearch Monitoring

2022: Failure to provide all participating investigators with a written IND safety report

2017: Failure to provide FDA and all participating investigators with an adequate written IND safety report

Challenges in Manual process of SUSAR Notifications

  • Excel-based tracking prone to data integrity issues
  • Maintenance of contact information on Excel prone to error
  • Institutional policies block email delivery notifications
  • Multiple emails for 1 SUSAR in case of multiple studies at a Site.
  • Super busy Sites and Investigators do not respond.
  • Lack of regulatory-compliant audit trails.

Why you Should Incorporate Signal Detection Process in Early Phase Clinical Development Programs

What is a Safety Signal in Pharmacovigilance?

Information arising from one or multiple sources, including observations and experiments, which suggests a new potentially causal association, or a new aspect of a known association between an intervention and an event or set of related events, either adverse or beneficial, that is judged to be of sufficient likelihood to justify verificatory action. New aspects of a known association may include changes in the frequency, distribution (e.g. gender, age and country), duration, severity or outcome of the adverse reaction. A signal often relates to all medicinal products containing the same active substance, including combination products. Certain signals may only be relevant for a particular medicinal product or in a specific indication, strength, pharmaceutical form or route of administration whereas some signals may apply to a whole class of medicinal products.

Signal Management – What it is:

A set of activities performed to determine whether, based on an examination of individual case safety reports (ICSRs), aggregated data from active surveillance systems or studies, scientific literature information or other data sources, there are new risks associated with an active substance or a medicinal product or whether known risks have changed, as well as any related recommendations, decisions, communications and tracking.

What do the regulators say:

  1. 21CFR312.32

Review of safety information:

The sponsor must promptly review all information relevant to the safety of the drug obtained or otherwise received by the sponsor from foreign or domestic sources, including

information derived from any clinical or epidemiological investigations, animal or in vitro studies, reports in the scientific literature, and unpublished scientific papers, as well as reports from foreign regulatory authorities and reports of foreign commercial marketing experience for drugs that are not marketed in the United States.

  1. USFDA draft guidance on sponsor responsibilities – safety reporting requirements and safety assessment for IND and Biovailability / Bioequivalence studies

Systematic Approach for Review of Safety Information (§ 312.32(b)):

Sponsors should have a systematic approach to safety surveillance to comply with the IND safety reporting requirements and to improve the overall quality of safety reporting. Such an approach should include a process for promptly reviewing, evaluating, and managing accumulating data on SAEs from the entire drug development program that are sent from domestic or foreign sources. During the course of drug development, investigators who conduct clinical trials generally report to the sponsor adverse event information; however, a sponsor may become aware of new safety information from a variety of sources, both domestic and foreign. Compliance with post marketing safety laws and regulations for human drugs and therapeutic biologics.

The sponsor must review and evaluate safety information from any source regardless of whether the data came from studies conducted under the IND (§ 312.32(c)(1)(ii) and (iii)) to determine if there is a newly identified significant risk to trial participants. Sources include but are not limited to:

  • Animal or in Vitro Studies
  • Clinical or epidemiological investigations
  • Reports in the scientific literature, including unpublished reports of which the sponsor becomes aware
  • Information presented at professional or scientific meetings (e.g. abstracts)
  • Reports from foreign regulatory authorities
  • Reports from commercial marketing experience, including outside the United States
  1. European Medicine Agency (EMA)

Safety surveillance: The sponsor along with the investigators is responsible for the ongoing safety

surveillance and risk minimization of the study subjects during the clinical study duration, taking, if required, appropriate urgent safety measures for protection of study subjects. The Member State Concerned will monitor the risks of investigational medicinal products considering the available information according to the procedures laid down in the implementing Regulation on rules and procedures for the cooperation of the Member States in safety assessment of clinical trials. Safety reporting with regard to authorised Auxiliary Medicinal Products shall be made in accordance with the normal safety reporting requirements

for authorised medicinal products.

The notifications required from sponsor or investigator in relation to safety of the clinical study subjects include:

  1. Reporting of adverse events and serious adverse events
  2. Reporting of suspected unexpected serious adverse reactions (SUSARs)
  3. Other unexpected events relevant for the subject’s safety
  4. Annual safety report
  5. Reporting of serious breaches
  6. Urgent safety measures
  7. Temporary halt of the study due to safety reasons

 

  1. CIOMS Working Group VI

Identification and Evaluation of Risk from Clinical Trial Data – Ongoing Safety Evaluation: The purpose of ongoing safety evaluation during drug development is to ensure that important safety signals are detected early and to gain a better understanding of the benefit-risk profile of the study drug.

 

  • Clinical trial sponsors should develop a system to analyse, evaluate and take actions on the safety information received during drug development on a continuous basis. This is to ensure the earliest possible detection of safety concerns and allow suitable risk minimization, such as of ongoing study protocol revisions, to ensure that clinical trial participants are not exposed to undue risk.

 

  • Safety monitoring, evaluation and analysis should be performed in such a way so that the integrity of the individual studies or the overall development program is not compromised. Study sponsor should be totally aware of the potential risks of the investigational product and the morbidities characteristic of the study population at every stage of drug development.

How Soterius can help you in Setting Up Signal Detection Process:

  1. Team of Experienced Physicians and Product Specific Trained Resources

–  The signal management team adheres to a process involving a thorough review and medical evaluation of safety data.

  1. Safety Surveillance Plan

– The components of the safety surveillance plan include the following:

Data Collection from

Various Sources

Preparation of Detailed

Signal Evaluation Reports

Signal Report Discussion

in Safety Review Meeting

·         Safety database line listings, Clinical database line listings including laboratory investigations

·         Published literature

·         Aggregate reports/Risk management plans

·         Regulatory Websites depending on authorization of client’s products in various countries/regions e.g.

·         FDA website*

*(Potential Signals of Serious Risks/New Safety Information Identified from FAERS)

·         Sources of signal detection Identified drug-event pairs

·         Signal validation Other relevant safety issues

·         Discussion with key stakeholders prior to finalization on periodic basis

·         Further actions (Routine monitoring, Potential Signals Y/N, Additional data search)

Signal Management Process:

Signal detection, Signal validation, Signal analysis and prioritization, Signal assessment, and Recommendations for action.

In conclusion, signal management is a process that requires a high-level standard operating procedure (SOP) describing:

  • How signal prioritization and evaluation are approached (e.g. what does the signal prioritization imply?
  • How are the sources of safety data queried? Who performs the signal evaluation?).
  • How is the risk determination performed (e.g. what criteria have been considered and what data are available to qualify the risks?).
  • How is the best course of action determined?
  • How, when and to whom the potential or identified risks are communicated.

Once a signal is identified, the following steps are necessary:

  • Assess public health impact.
  • Validate and assess the strength of the signal.
  • Define data sources and limitations.
  • Compile safety data.
  • Compare data from different sources.
  • Evaluate characteristics and likelihood of the risk associated with the signal.
  • Determine appropriate actions for evaluation, communication, and risk reduction.

Remember…. if the information available suggests that there could be a risk that requires prevention or minimization in a timely manner

  • Always use clinical judgement and flexibility throughout the process.
  • Be prepared to take action at any stage before the formal signal assessment is completed.
  • Points for consideration: severity, seriousness, outcome, reversibility, exposure in vulnerable populations, expected extent of regulatory intervention, consequences of treatment discontinuation & availability of other therapeutic options etc.

This was a small start with a quick reference to importance of Signal detection in Early Phase Clinical Development Programs. I would be discussing various aspects of signal management process in the upcoming articles.